dsuper38241 dsuper38241

11-03-2024
Business

contestada

Joshua is employed by JTR Investments. He holds Series 7 and 66 registrations. He also recently organized his own corporation through which he plans to sell promissory notes. Before he begins selling these notes to investors, Joshua must:
A. Pass Series 24 or Series 9/10 and become registered as a principal
B. Notify JTR Investments in writing and receive its written permission
C. Notify JTR Investments by simply amending his U4
D. Have JTR Investments file an amended application with the state Administrator

Respuesta :

Otras preguntas

Government instability often leads to humanitarian issues such as __________. A. decreased poverty B. fewer refugees C. increased famine D. better health care

what is .69 in a fraction (simple form)

Why was Columbus's exploration important to the understanding of monsters?

In which two sentences does the author use an ironic tone toward the subject? She had no dowry, no expectations, no way of being known, understood, loved, marri

An important characteristic of urine is its specific gravity or density, which is ________. A. 1.041-1.073 B. 1.001-1.035 C. 1.030-1.040 D. 1.000-1.015

How are the percentages of deaths in middle-income and high-income countries similar? A. The largest percentages of deaths come from lung cancer, stroke, and he

why did the delegates from smaller states object to the Virginia Plan

There were 21 students in Travis's fourth-grade class at the end of the year. During the year four new students joined his class, and two moved away. One studen

All of the following were conquistadors who searched for gold and glory in North America EXCEPT a. Francisco Vasquez de Coronado. b. Juan Ponce de Leon. c. F

Paneth cells ________. A. are more common in the ileum than in the jejunum B. are absorptive cells in the small intestine C. secrete enzymes that kill bacteria